SEC fines OTC Link over $1M for not reporting suspicious activities

New York-based broker-dealer OTC Link just got nailed by the Securities and Exchange Commission (SEC) for what they believe to be a colossal screw-up.  Over three years, OTC Link didn’t bother to file even a single Suspicious Activity Report (SAR), something they’re legally required to do. The fine? $1.19 million. OTC Link operates three alternative […] source: https://www.cryptopolitan.com/sec-fines-otc-link-over-1m/